Important Disclosures

NOTHING CONTAINED ON THIS WEBSITE SHOULD BE CONSTRUED AS AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY INTERESTS IN ANY SECURITIES OR PRODUCTS OFFERED BY PROVIDENCE HEIGHTS CAPITAL MANAGEMENT, LLC OR ITS AFFILIATES (“PROVIDENCE HEIGHTS”). AN OFFERING OF INTERESTS WILL BE MADE ONLY BY MEANS OF A CONFIDENTIAL PRIVATE OFFERING MEMORANDUM AND ONLY TO QUALIFIED INVESTORS IN JURISDICTIONS WHERE PERMITTED BY LAW.

There is no guarantee that Providence Heights’ objectives will be achieved. An investment in securities is speculative and involves a high degree of risk. Moreover, the past performance of Providence Heights, the private investment funds managed by Providence Heights and Providence Heights’ investment team should not be construed as an indicator of future performance.

There can be no assurances that Providence Heights will be able to identify and trade in opportunities similar to those in which it has previously invested or that such opportunities, if available, will be profitable.

The information on this website contains forward-looking statements, including statements concerning future events and Providence Height’s operations and performance. These statements are based on current expectations, assumptions and estimates and are inherently subject to significant uncertainties, risks and contingencies, many of which are beyond the control of Providence Heights. The content of this website reflects Providence Height’s opinion as of the date which such content was uploaded, and Providence Heights expressly disclaims any obligation or undertaking to release any updates or revisions to any statements contained on this website to reflect any change in expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based.

Certain information contained herein may have been supplied by third parties. While Providence Heights believes such sources are reliable, Providence Heights cannot guarantee the accuracy of any such information and does not represent that such information is accurate or complete.